Archive for the ‘Punishment Theory’ Category

“Reality-Challenged Theories of Punishment”: Weisberg Lecture on Oct. 6

Tuesday, September 27th, 2011

I’m looking forward to Robert Weisberg’s talk here next week.  He is delivering this year’s George and Margaret Barrock Lecture on Criminal Law.  I think we can expect a pungent critique of retributive theories of punishment.  Here is the description:

The theme of “American exceptionalism” has found perverse corroboration in the size of the prison population, according to Weisberg. At the same time, discourse about the “purposes of punishment” is thriving, with a recent revival of highly abstract theorizing about the nature and legitimacy of retribution, he says. In this lecture, Weisberg will describe the disconnection and recommend ways of overcoming it, stressing that the abstract theorizing must be more sensitive to what punishment means and what effects it has in modern America.

The lecture will be at 12:15 on October 6.  For more information and to register, see the lecture website.

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Is Desert-Based Punishment the Best Way to Control Crime?

Saturday, September 24th, 2011

I’ve noted a few times (e.g., here) Paul Robinson’s much-discussed theory of “empirical desert.”  Briefly, Robinson has attempted to provide a utilitarian justification for desert-based punishment.  His view is that criminal law and sentencing should track popular beliefs regarding the relative blameworthiness of different categories of crime.  When the criminal-justice system does not conform to widely shared beliefs regarding just punishment, the system’s legitimacy is diminished.  This is important because the system’s legitimacy is, more than anything else, what leads people to feel a sense of obligation to obey the law.  Thus, the desert-based approach (as opposed, for instance, to one built around competing theories like efficient deterrence or selective incapacitation) is the one that is most likely to lead to the best crime-control results.

I think Robinson’s theory offers a useful way to establish some common ground among utilitarians and retributivists, although I also think that Robinson has somewhat oversold the potential for empirical desert to provide clear answers to the really tough questions in criminal-justice policy.

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Does Mens Rea Matter?

Thursday, August 18th, 2011

In a new article in Psychology, Public Policy, and Law, N.J. Schweitzer and coauthors report on a set of experiments intended to show whether neuroimage evidence has a greater impact on jurors than other types of evidence of psychological or neurological dysfunction.  The answer is basically no — jurors do not give greater weight to expert testimony when it is accompanied by fancy brain scans.

What I find more interesting and provocative about the article, though, is what it seems to reveal about how little mens rea matters in decisions about guilt and sentencing.

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More on the New Brain Science

Thursday, July 14th, 2011

Here’s a post-script to my comments a few days ago on David Eagleman’s argument that criminal law must be fundamentally rethought in light of the science undermining the concept of free will.  As I noted, pharmacology is one of the cornerstones of Eagleman’s case against free will: we’ve discovered in the past fifty years that a growing array of psychological pathologies can be effectively treated with medications that act on the brain’s production and use of neurotransmitters.  That’s the conventional wisdom, anyway.  It turns out, though, that the pharmacological evidence may not be nearly so strong as Eagleman claims. 

I’ve just read this fascinating review by Marcia Angell of three new books on the American mental illness epidemic (NY Rev. of Books, June 23, 2011, at 20).  The most compelling evidence on the weakness of the “chemical imbalance” theory of mental illness comes from Irving Kirsch’s The Emperor’s New Drugs: Exploding the Antidepressant Myth.  Kirsch used FOIA to obtain otherwise-confidential FDA reviews of placebo-controlled clinincal trials of antidepressants.  Here’s what he found.

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What Does the New Brain Science Mean for Criminal Law?

Friday, July 8th, 2011

Neuroscientist David Eagleman poses this question in a provocative new article in The Atlantic.  He makes a powerful case that traditional conceptions of free will and culpability in criminal law are misguided, but I’m not as convinced that he has a workable alternative.

According to Eagleman, here’s what’s happening to the science:

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Even More From Moore

Wednesday, July 6th, 2011

I posted a few times last year on Michael Moore’s classic Placing Blame (see here, here, and here).  There’s just one more part of the book I’d like to make note of, particularly as it relates to my post here on teaching theory in Criminal Law.  Here’s how I set up the problem:

In my last couple of Criminal Law classes, I’ve taken a little time out from doctrine to discuss punishment theory. As is conventionally done in Criminal Law, I’ve contrasted utilitarian and retributive theories. Doing this makes me a little nervous, because I’m afraid students will get the wrong idea that punishment theory is useless. Here’s the image I have: a student stuck at the crossroads of punishment theory — one road heading towards utilitarianism and the other towards retributivism — feeling utterly incapable of choosing which path to take. ”The Kantians and Benthamites have been arguing over the foundations of moral theory for two centuries,” I imagine the student thinking, “so how can I hope to resolve the debate?”

Indeed, this is pretty much where I was when I started teaching Criminal Law — stuck at the crossroads.

What I have since come to appreciate, and what I now tell students, is that the choice of which path to take is much less important than first appears — these are twisting paths that run closely parallel to one another about as often as they head in opposite directions.

I went on in the post to describe a variety of ways to reconcile retributive and utilitarian approaches.  In this regard, Moore makes what I find to be  a helpful distinction between agent-relative (deontological) and agent-neutral (consequential) retributivism, and presents the concept of “threshold deontology.”

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More Thoughts on the Retributive Urge

Thursday, May 12th, 2011

My previous post summarized some fascinating psychological research on the urge to punish norm-violators.  I raised the question of whether and to what extent the criminal-justice system ought to try to satisfy this urge.  My thoughts on this question are still evolving, but I continue to feel, as I have for some time, both that just deserts ought to be regarded as a central aim of the criminal-justice system and that the system must beware of the risk of retributive rhetoric and emotions spiraling out of control into penal excess.

Let me unpack this a little.  The legal system exists primarily to keep the peace, to provide an alternative to the cycles of bloody private vengeance so vividly represented in Aeschylus’s Oresteia.  If the legal system is to preempt private vengeance and other forms of violent self-help, then it must be responsive to widely shared intuitions regarding who deserves what degree of punishment.

This does not mean, however, that the system should simply seek to gratify the punitive urge in full in every case.  My key premise is that there is no clear, stable quantum of punishment that is necessary to satisfy the intuitive desire to punish in most cases.  This premise presents both a risk and an opportunity.

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Punitive Retaliation Is Normal and Gratifying; Should It Be the Basis for Our Criminal-Justice System?

Wednesday, May 11th, 2011

The desire to punish people who violate social norms transcends culture.  The desire is intuitive, emerging from thinking processes that are not accessible to our conscious scrutiny.  Witnessing norm-violations by others triggers negative emotional responses, while the punishment of norm-violators generates feelings of satisfaction.  Or so suggests a burgeoning body of experimental research on the psychology and neurobiology of punishment and moral judgment. 

Psychologist John Darley offers a helpful overview of this research in his recent article, “Citizens’ Assignments of Punishments for Moral Transgressions: A Case Study in the Psychology of Punishment,” 8 Ohio St. J. Crim. L. 101 (2010).  The research falls into two categories.  First, there are “scenario studies.” 

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Free Will and Moral Responsibility

Thursday, March 31st, 2011

Determinism presents a perennial problem for criminal law.  Indeed, as neuroscience has improved, it has become only clearer that what we do is largely or entirely determined by physical processes in our brains.  This realization presents a challenge to criminal law, for moral condemnation seems inappropriate on its face in response to mere physical processes.  If a falling meteor struck and killed a man standing in a field, we might bemoan the man’s tragic demise, but we would not say that the meteor has done anything immoral.  What if the same man were killed by an unprovoked human attacker, but we could describe the attacker’s conduct as no less determined than the meteor’s fall by physical forces beyond rational human control?  Would we then have to abandon the idea of punishment for the attacker?  To be sure, we could still incapacitate the attacker to prevent a recurrence of the deadly confluence of physical processes in the brain, but, arguably at least, we would have to do this without a spirit of condemnation.  Were we to remove the assumption of moral responsibility, we could still have a criminal justice system of sorts, but it might have to look quite different than the one we actually have.

A sizeable amount of theorizing has been done around the determinism problem, and competing schools of thought have developed.  The “compatibilists” believe that moral responsibility is combatible with determinism, while “incompatibilists” take the contrary view.  Recently the debate has taken a new turn, as experimental researchers have begun to probe actual human intuitions regarding moral responsibility.  Shaun Nichols has a fascinating new article in Science that reviews the research.

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Rethinking Indeterminate Sentencing

Monday, February 28th, 2011

My new article, “Beyond Rehabilitation: A New Theory of Indeterminate Sentencing,” is now available here on SSRN.  The article grew out of my interest in the revival of early-release opportunities that has occurred over the course of the past decade.  This revival has the effect of making sentencing less determinate in many jurisdictions — it is not as clear at the time the judge pronounces the sentence exactly how long the defendant will spend in prison.  It is commonly assumed that indeterminate sentencing is incompatible with retributive approaches to punishment, particularly to the extent that the amount of incarceration is made to depend on considerations other than the gravity of the crime (for instance, on the defendant’s performance while in prison).

My purpose in the article is suggest one way that indeterminate sentencing may be reconceptualized so that it fits tolerably well with at least one version of retributivism.  In essence, an indeterminate sentence is seen as a way to permit limited extensions of incarceration as a retributive response to persistent, willful violations of prison rules.  Were this approach adopted, however, it would probably require a rethinking not only of the way that parole is administered, but also the way that prisons are run.  If prisons are, in practice, little more than warehouses — places of intense exclusion that aim to provide no more than the bare necessities for physical existence — then it is not clear there is a morally satisfactory basis for retributive responses to prison rule-breaking.

The article is forthcoming in the American Criminal Law Review.  The abstract appears after the jump.

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